Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MOK, KA TSUN
Chinese Name of Relevant Individual

莫家俊
HKMA Registration Number
AI9076
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STRUCTURED PRODUCTS AND DERIVATIVES SPECIALIST
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
29 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STRUCTURED PRODUCTS AND DERIVATIVES SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MOK, KA TSUN
:
Chinese Name of Relevant Individual
莫家俊
:
HKMA Registration Number
AI9076
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 May 2023
No
STRUCTURED PRODUCTS AND DERIVATIVES SPECIALIST
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 May 2023
No
STRUCTURED PRODUCTS AND DERIVATIVES SPECIALIST