Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YU, KIN WANG JAMES
Chinese Name of Relevant Individual

俞建宏
HKMA Registration Number
AI9108
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RETAIL BUSINESS MGT OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RETAIL BUSINESS MGT OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YU, KIN WANG JAMES
:
Chinese Name of Relevant Individual
俞建宏
:
HKMA Registration Number
AI9108
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2022
No
RETAIL BUSINESS MGT OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2022
No
RETAIL BUSINESS MGT OFFICER