Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUA, WEI
Chinese Name of Relevant Individual
華煒
HKMA Registration Number
AI9111
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2022 - 10 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2022 - 10 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUA, WEI
:
Chinese Name of Relevant Individual
華煒
:
HKMA Registration Number
AI9111
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9111
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
16 Dec 2022 - 28 Feb 2023
No
AI9111
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
16 Dec 2022 - 28 Feb 2023
No
AI9111
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2022 - 10 Jun 2022
No
AI9111
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2022 - 10 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.