Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SU, BO
Chinese Name of Relevant Individual

蘇博
HKMA Registration Number
AI9133
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER OF INVESTMENT BANKING AND ASSET MANAGEMENT DEPARTMENT
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER OF INVESTMENT BANKING AND ASSET MANAGEMENT DEPARTMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SU, BO
:
Chinese Name of Relevant Individual
蘇博
:
HKMA Registration Number
AI9133
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA LIMITED
Type 1: dealing in securities
28 Mar 2022
Yes
GENERAL MANAGER OF INVESTMENT BANKING AND ASSET MANAGEMENT DEPARTMENT
BANK OF CHINA LIMITED
Type 4: advising on securities
28 Mar 2022
Yes
GENERAL MANAGER OF INVESTMENT BANKING AND ASSET MANAGEMENT DEPARTMENT