Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TUNG, WAI LAM
Chinese Name of Relevant Individual
董惠霖
HKMA Registration Number
AI9178
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TELESERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TELESERVICES MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2024 - 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2024 - 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2022 - 04 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2022 - 04 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TUNG, WAI LAM
:
Chinese Name of Relevant Individual
董惠霖
:
HKMA Registration Number
AI9178
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jan 2026
No
ASSISTANT TELESERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Jan 2026
No
ASSISTANT TELESERVICES MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9178
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 03 Jan 2026
No
AI9178
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 03 Jan 2026
No
AI9178
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Mar 2024 - 24 Sep 2025
No
AI9178
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
14 Mar 2024 - 24 Sep 2025
No
AI9178
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
05 Apr 2022 - 04 Aug 2023
No
AI9178
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
05 Apr 2022 - 04 Aug 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.