Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, SUYAN
Chinese Name of Relevant Individual
吳素妍
HKMA Registration Number
AI9233
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
04 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2022 - 18 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2022 - 18 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2022 - 18 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2022 - 18 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 May 2022 - 12 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2022 - 12 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2022 - 12 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, SUYAN
:
Chinese Name of Relevant Individual
吳素妍
:
HKMA Registration Number
AI9233
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Oct 2024
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Oct 2024
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Oct 2024
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9233
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 04 Oct 2024
No
AI9233
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 04 Oct 2024
No
AI9233
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 04 Oct 2024
No
AI9233
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Dec 2022 - 18 Aug 2024
No
AI9233
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Dec 2022 - 18 Aug 2024
No
AI9233
CITIBANK, N.A.
Type 1: dealing in securities
21 Dec 2022 - 18 Aug 2024
No
AI9233
CITIBANK, N.A.
Type 4: advising on securities
21 Dec 2022 - 18 Aug 2024
No
AI9233
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 May 2022 - 12 Sep 2022
No
AI9233
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Apr 2022 - 12 Sep 2022
No
AI9233
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Apr 2022 - 12 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.