Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OR, MING HIM
Chinese Name of Relevant Individual
柯銘謙
HKMA Registration Number
AI9273
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, DIRECT CHANNELS
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, DIRECT CHANNELS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2024 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2024 - 24 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2022 - 20 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2022 - 20 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OR, MING HIM
:
Chinese Name of Relevant Individual
柯銘謙
:
HKMA Registration Number
AI9273
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Apr 2025
No
CUSTOMER SERVICES, DIRECT CHANNELS
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Apr 2025
No
CUSTOMER SERVICES, DIRECT CHANNELS
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9273
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 09 Apr 2025
No
AI9273
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 09 Apr 2025
No
AI9273
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
19 Nov 2024 - 24 Mar 2025
No
AI9273
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
19 Nov 2024 - 24 Mar 2025
No
AI9273
WELAB BANK LIMITED
Type 1: dealing in securities
26 Apr 2022 - 20 Oct 2024
No
AI9273
WELAB BANK LIMITED
Type 4: advising on securities
26 Apr 2022 - 20 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.