Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, HEI TUNG
Chinese Name of Relevant Individual
劉希彤
HKMA Registration Number
AI9290
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2025 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2025 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2022 - 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2022 - 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2022 - 19 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2022 - 19 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, HEI TUNG
:
Chinese Name of Relevant Individual
劉希彤
:
HKMA Registration Number
AI9290
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9290
CHONG HING BANK LIMITED
Type 1: dealing in securities
03 Sep 2025 - 07 Sep 2025
No
AI9290
CHONG HING BANK LIMITED
Type 4: advising on securities
03 Sep 2025 - 07 Sep 2025
No
AI9290
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Nov 2022 - 03 Nov 2023
No
AI9290
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Nov 2022 - 03 Nov 2023
No
AI9290
DAH SING BANK, LIMITED
Type 1: dealing in securities
27 Apr 2022 - 19 Aug 2022
No
AI9290
DAH SING BANK, LIMITED
Type 4: advising on securities
27 Apr 2022 - 19 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.