Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LIU, HUAZHAO
Chinese Name of Relevant Individual

劉華釗
HKMA Registration Number
AI9331
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 May 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF RETAIL FINANCE HEADQUARTERS
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 May 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF RETAIL FINANCE HEADQUARTERS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, HUAZHAO
:
Chinese Name of Relevant Individual
劉華釗
:
HKMA Registration Number
AI9331
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
05 May 2022
Yes
HEAD OF RETAIL FINANCE HEADQUARTERS
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
05 May 2022
Yes
HEAD OF RETAIL FINANCE HEADQUARTERS