Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, WING HO
Chinese Name of Relevant Individual

陳穎豪
HKMA Registration Number
AI9335
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
06 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
First date of engagement
06 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, WING HO
:
Chinese Name of Relevant Individual
陳穎豪
:
HKMA Registration Number
AI9335
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
06 May 2022
No
PRODUCT SPECIALIST
UBS AG
Type 4: advising on securities
06 May 2022
No
PRODUCT SPECIALIST
UBS AG
Type 9: asset management
06 May 2022
No
PRODUCT SPECIALIST