Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SOOD, RAJAT
Chinese Name of Relevant Individual

孫明華
HKMA Registration Number
AI9337
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
30 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SOOD, RAJAT
:
Chinese Name of Relevant Individual
孫明華
:
HKMA Registration Number
AI9337
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
30 May 2026
No
EXECUTIVE DIRECTOR
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
30 May 2026
No
EXECUTIVE DIRECTOR