Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LUO, JI
Chinese Name of Relevant Individual

羅輯
HKMA Registration Number
AI9341
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LUO, JI
:
Chinese Name of Relevant Individual
羅輯
:
HKMA Registration Number
AI9341
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
07 May 2022
No
SENIOR MANAGER
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
07 May 2022
No
SENIOR MANAGER