Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, ZHIXUE
Chinese Name of Relevant Individual
王志學
HKMA Registration Number
AI9349
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2022 - 31 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Nov 2022 - 31 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2022 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 May 2022 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, ZHIXUE
:
Chinese Name of Relevant Individual
王志學
:
HKMA Registration Number
AI9349
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9349
BNP PARIBAS
Type 1: dealing in securities
14 Nov 2022 - 31 Jul 2025
Yes
AI9349
BNP PARIBAS
Type 6: advising on corporate finance
14 Nov 2022 - 31 Jul 2025
Yes
AI9349
BNP PARIBAS
Type 1: dealing in securities
10 May 2022 - 13 Nov 2022
No
AI9349
BNP PARIBAS
Type 6: advising on corporate finance
10 May 2022 - 13 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.