Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
POON, CHUN YIN NICHOLAS
Chinese Name of Relevant Individual

潘俊彦
HKMA Registration Number
AI9351
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
10 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
POON, CHUN YIN NICHOLAS
:
Chinese Name of Relevant Individual
潘俊彦
:
HKMA Registration Number
AI9351
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
10 May 2022
No
BANKING
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 May 2022
No
BANKING