Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, PUI CHI
Chinese Name of Relevant Individual
劉佩芝
HKMA Registration Number
AI9355
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2024 - 04 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2024 - 04 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2022 - 21 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2022 - 21 Jun 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, PUI CHI
:
Chinese Name of Relevant Individual
劉佩芝
:
HKMA Registration Number
AI9355
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9355
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jul 2024 - 04 Nov 2025
No
AI9355
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jul 2024 - 04 Nov 2025
No
AI9355
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 May 2022 - 21 Jun 2024
No
AI9355
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 May 2022 - 21 Jun 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.