Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, HO YEE LOUISA
Chinese Name of Relevant Individual

李灝怡
HKMA Registration Number
AI9420
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
HSBC PREMIER ELITE ASSISTANT MANAGER, INTERNATIONAL
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
HSBC PREMIER ELITE ASSISTANT MANAGER, INTERNATIONAL
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, HO YEE LOUISA
:
Chinese Name of Relevant Individual
李灝怡
:
HKMA Registration Number
AI9420
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Jun 2023
No
HSBC PREMIER ELITE ASSISTANT MANAGER, INTERNATIONAL
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Jun 2023
No
HSBC PREMIER ELITE ASSISTANT MANAGER, INTERNATIONAL