Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SAN SAN
Chinese Name of Relevant Individual
HKMA Registration Number
AI9439
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2023 - 26 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2023 - 26 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2023 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2023 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2023 - 01 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2023 - 01 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2023 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2023 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2023 - 23 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2023 - 23 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2022 - 05 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2022 - 05 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2022 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2022 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SAN SAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI9439
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9439
CITIBANK, N.A.
Type 1: dealing in securities
18 Oct 2023 - 26 Oct 2023
No
AI9439
CITIBANK, N.A.
Type 4: advising on securities
18 Oct 2023 - 26 Oct 2023
No
AI9439
CITIBANK, N.A.
Type 1: dealing in securities
25 Aug 2023 - 01 Sep 2023
No
AI9439
CITIBANK, N.A.
Type 4: advising on securities
25 Aug 2023 - 01 Sep 2023
No
AI9439
CITIBANK, N.A.
Type 1: dealing in securities
25 May 2023 - 01 Jun 2023
No
AI9439
CITIBANK, N.A.
Type 4: advising on securities
25 May 2023 - 01 Jun 2023
No
AI9439
CITIBANK, N.A.
Type 1: dealing in securities
17 Mar 2023 - 24 Mar 2023
No
AI9439
CITIBANK, N.A.
Type 4: advising on securities
17 Mar 2023 - 24 Mar 2023
No
AI9439
CITIBANK, N.A.
Type 1: dealing in securities
17 Feb 2023 - 23 Feb 2023
No
AI9439
CITIBANK, N.A.
Type 4: advising on securities
17 Feb 2023 - 23 Feb 2023
No
AI9439
CITIBANK, N.A.
Type 1: dealing in securities
05 Oct 2022 - 05 Nov 2022
No
AI9439
CITIBANK, N.A.
Type 4: advising on securities
05 Oct 2022 - 05 Nov 2022
No
AI9439
CITIBANK, N.A.
Type 1: dealing in securities
25 May 2022 - 17 Jun 2022
No
AI9439
CITIBANK, N.A.
Type 4: advising on securities
25 May 2022 - 17 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.