Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHO, KEUN HUI
Chinese Name of Relevant Individual
趙根熙
HKMA Registration Number
AI9499
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2023 - 14 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2023 - 14 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2022 - 11 May 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2022 - 11 May 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2022 - 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2022 - 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHO, KEUN HUI
:
Chinese Name of Relevant Individual
趙根熙
:
HKMA Registration Number
AI9499
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9499
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
12 May 2023 - 14 Jan 2024
No
AI9499
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
12 May 2023 - 14 Jan 2024
No
AI9499
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
15 Sep 2022 - 11 May 2023
Yes
AI9499
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
15 Sep 2022 - 11 May 2023
Yes
AI9499
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
02 Jun 2022 - 14 Sep 2022
No
AI9499
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
02 Jun 2022 - 14 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.