Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, TAI
Chinese Name of Relevant Individual
李泰
HKMA Registration Number
AI9521
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2022 - 09 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2022 - 09 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2022 - 10 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2022 - 10 Nov 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, TAI
:
Chinese Name of Relevant Individual
李泰
:
HKMA Registration Number
AI9521
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9521
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
07 Jun 2022 - 09 May 2025
No
AI9521
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
07 Jun 2022 - 09 May 2025
No
AI9521
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
07 Jun 2022 - 10 Nov 2024
No
AI9521
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
07 Jun 2022 - 10 Nov 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.