Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, KOK PUI
Chinese Name of Relevant Individual
方幗沛
HKMA Registration Number
AI9538
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2024 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2024 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2022 - 15 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, KOK PUI
:
Chinese Name of Relevant Individual
方幗沛
:
HKMA Registration Number
AI9538
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9538
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
23 Nov 2024 - 03 May 2026
No
AI9538
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
23 Nov 2024 - 03 May 2026
No
AI9538
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Jun 2022 - 15 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.