Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAU, CHUNG LEUNG DENIS
Chinese Name of Relevant Individual

周宗良
HKMA Registration Number
AI9545
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAU, CHUNG LEUNG DENIS
:
Chinese Name of Relevant Individual
周宗良
:
HKMA Registration Number
AI9545
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Jun 2022
No
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Jun 2022
No
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)