Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
AGARWAL, SUYASH
Chinese Name of Relevant Individual

HKMA Registration Number
AI9562
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
14 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AGARWAL, SUYASH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI9562
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
14 Jun 2022
No
TRADER
UBS AG
Type 4: advising on securities
14 Jun 2022
No
TRADER
UBS AG
Type 7: providing automated trading services
14 Jun 2022
No
TRADER