Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOU, YUAN
Chinese Name of Relevant Individual
婁源
HKMA Registration Number
AI9583
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2022 - 08 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2022 - 08 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jun 2022 - 08 Jul 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOU, YUAN
:
Chinese Name of Relevant Individual
婁源
:
HKMA Registration Number
AI9583
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9583
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
16 Jun 2022 - 08 Jul 2024
No
AI9583
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
16 Jun 2022 - 08 Jul 2024
No
AI9583
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
16 Jun 2022 - 08 Jul 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.