Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HARMADI, PHILLIP
Chinese Name of Relevant Individual
蔣忠明
HKMA Registration Number
AI9616
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2022 - 02 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2022 - 02 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2022 - 05 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2022 - 05 Nov 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HARMADI, PHILLIP
:
Chinese Name of Relevant Individual
蔣忠明
:
HKMA Registration Number
AI9616
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
20 Jun 2022 - 02 Mar 2026
No
AI9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
20 Jun 2022 - 02 Mar 2026
No
AI9616
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
20 Jun 2022 - 05 Nov 2024
No
AI9616
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
20 Jun 2022 - 05 Nov 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.