Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, WENCHU
Chinese Name of Relevant Individual
許文楚
HKMA Registration Number
AI9642
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2024 - 17 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2024 - 17 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2022 - 10 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2022 - 10 Oct 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, WENCHU
:
Chinese Name of Relevant Individual
許文楚
:
HKMA Registration Number
AI9642
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9642
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 May 2025 - 26 Sep 2025
No
AI9642
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 May 2025 - 26 Sep 2025
No
AI9642
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Feb 2024 - 17 Jan 2025
No
AI9642
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Feb 2024 - 17 Jan 2025
No
AI9642
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Jun 2022 - 10 Oct 2023
No
AI9642
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Jun 2022 - 10 Oct 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.