Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, PAK LUN SEBASTIAAN
Chinese Name of Relevant Individual
譚栢麟
HKMA Registration Number
AI9735
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2022 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2022 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jul 2022 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, PAK LUN SEBASTIAAN
:
Chinese Name of Relevant Individual
譚栢麟
:
HKMA Registration Number
AI9735
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9735
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
05 Jul 2022 - 22 Nov 2024
No
AI9735
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
05 Jul 2022 - 22 Nov 2024
No
AI9735
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
05 Jul 2022 - 22 Nov 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.