Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KING TING
Chinese Name of Relevant Individual
吳勁霆
HKMA Registration Number
AI9768
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2022 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2022 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jul 2022 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KING TING
:
Chinese Name of Relevant Individual
吳勁霆
:
HKMA Registration Number
AI9768
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9768
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
11 Jul 2022 - 31 Oct 2025
No
AI9768
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
11 Jul 2022 - 31 Oct 2025
No
AI9768
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
11 Jul 2022 - 31 Oct 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.