Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, WAN YI WENDY
Chinese Name of Relevant Individual

李韻怡
HKMA Registration Number
AI9780
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
First date of engagement
13 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGER
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGER
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, WAN YI WENDY
:
Chinese Name of Relevant Individual
李韻怡
:
HKMA Registration Number
AI9780
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
12 Jul 2022
No
BUSINESS MANAGER
CITIBANK, N.A.
Type 4: advising on securities
12 Jul 2022
No
BUSINESS MANAGER
CITIBANK, N.A.
Type 9: asset management
13 Jul 2022
No
BUSINESS MANAGER
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Jul 2022
No
BUSINESS MANAGER
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jul 2022
No
BUSINESS MANAGER