Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, KING SIU
Chinese Name of Relevant Individual
陶璟肇
HKMA Registration Number
AI9787
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2025 - 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Dec 2025 - 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2022 - 28 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2022 - 28 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jul 2022 - 28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, KING SIU
:
Chinese Name of Relevant Individual
陶璟肇
:
HKMA Registration Number
AI9787
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9787
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Dec 2025 - 23 Apr 2026
No
AI9787
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
30 Dec 2025 - 23 Apr 2026
No
AI9787
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jul 2022 - 28 Oct 2025
No
AI9787
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Jul 2022 - 28 Oct 2025
No
AI9787
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jul 2022 - 28 Oct 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.