Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NG, TSZ YAN
Chinese Name of Relevant Individual

吳紫茵
HKMA Registration Number
AI9817
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, TSZ YAN
:
Chinese Name of Relevant Individual
吳紫茵
:
HKMA Registration Number
AI9817
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
16 Jul 2022
No
ASSISTANT MANAGER
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
16 Jul 2022
No
ASSISTANT MANAGER