Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, LAP KEI
Chinese Name of Relevant Individual
蘇立基
HKMA Registration Number
AI9885
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2022 - 08 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2022 - 08 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2022 - 08 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2022 - 08 Jan 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, LAP KEI
:
Chinese Name of Relevant Individual
蘇立基
:
HKMA Registration Number
AI9885
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9885
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2022 - 08 Jan 2025
No
AI9885
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2022 - 08 Jan 2025
No
AI9885
CITIBANK, N.A.
Type 1: dealing in securities
21 Jul 2022 - 08 Jan 2025
No
AI9885
CITIBANK, N.A.
Type 4: advising on securities
21 Jul 2022 - 08 Jan 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.