Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, HO WAI
Chinese Name of Relevant Individual
潘皡暐
HKMA Registration Number
AI9942
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2025 - 11 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2025 - 11 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2022 - 26 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2022 - 26 Oct 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, HO WAI
:
Chinese Name of Relevant Individual
潘皡暐
:
HKMA Registration Number
AI9942
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2026
No
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2026
No
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9942
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 10 Mar 2026
No
AI9942
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 10 Mar 2026
No
AI9942
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Nov 2025 - 11 Jan 2026
No
AI9942
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Nov 2025 - 11 Jan 2026
No
AI9942
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2022 - 26 Oct 2025
No
AI9942
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2022 - 26 Oct 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.