Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSE, KA YAN
Chinese Name of Relevant Individual

謝嘉欣
HKMA Registration Number
AI9960
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH INVESTMENT SALES SUPPORT MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH INVESTMENT SALES SUPPORT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSE, KA YAN
:
Chinese Name of Relevant Individual
謝嘉欣
:
HKMA Registration Number
AI9960
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
28 Jul 2022
No
WEALTH INVESTMENT SALES SUPPORT MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
28 Jul 2022
No
WEALTH INVESTMENT SALES SUPPORT MANAGER