Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAW, SIU HEI FRANKIE
Chinese Name of Relevant Individual

羅兆熙
HKMA Registration Number
AI9974
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAW, SIU HEI FRANKIE
:
Chinese Name of Relevant Individual
羅兆熙
:
HKMA Registration Number
AI9974
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Jul 2022
No
BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Jul 2022
No
BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER