Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
GU, XIAOMIN
Chinese Name of Relevant Individual

辜晓敏
HKMA Registration Number
AJ0129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
OFFICER
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
GU, XIAOMIN
:
Chinese Name of Relevant Individual
辜晓敏
:
HKMA Registration Number
AJ0129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
15 Aug 2022
No
OFFICER
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
15 Aug 2022
No
OFFICER