Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, YIHONG
Chinese Name of Relevant Individual

劉一泓
HKMA Registration Number
AJ0132
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TEAM LEADER
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, YIHONG
:
Chinese Name of Relevant Individual
劉一泓
:
HKMA Registration Number
AJ0132
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
16 Aug 2022
No
ASSISTANT TEAM LEADER
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
16 Aug 2022
No
ASSISTANT TEAM LEADER