Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, CHING NGA
Chinese Name of Relevant Individual
洪靖雅
HKMA Registration Number
AJ0138
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2024 - 11 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2024 - 11 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2022 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2022 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2022 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2022 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Aug 2022 - 31 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, CHING NGA
:
Chinese Name of Relevant Individual
洪靖雅
:
HKMA Registration Number
AJ0138
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0138
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Aug 2024 - 11 Aug 2025
No
AJ0138
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
28 Aug 2024 - 11 Aug 2025
No
AJ0138
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Sep 2022 - 01 Mar 2024
No
AJ0138
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Sep 2022 - 01 Mar 2024
No
AJ0138
DBS BANK LTD.
Type 1: dealing in securities
16 Aug 2022 - 01 Mar 2024
No
AJ0138
DBS BANK LTD.
Type 4: advising on securities
16 Aug 2022 - 01 Mar 2024
No
AJ0138
DBS BANK LTD.
Type 6: advising on corporate finance
16 Aug 2022 - 31 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.