Register of Securities Staff of AIs

Last updated on 18/06/2026
Name of Relevant Individual
SHAM, ON KI
Chinese Name of Relevant Individual

岑安琪
HKMA Registration Number
AJ0219
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TELESERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT TELESERVICES MANAGER
Remarks
:
Name of Relevant Individual
SHAM, ON KI
:
Chinese Name of Relevant Individual
岑安琪
:
HKMA Registration Number
AJ0219
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2022
No
ASSISTANT TELESERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2022
No
ASSISTANT TELESERVICES MANAGER