Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, CHI CHUNG
Chinese Name of Relevant Individual

劉志聰
HKMA Registration Number
AJ0267
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR SPECIALIST
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, CHI CHUNG
:
Chinese Name of Relevant Individual
劉志聰
:
HKMA Registration Number
AJ0267
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
01 Aug 2024
No
SENIOR SPECIALIST
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
01 Aug 2024
No
SENIOR SPECIALIST