Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIU, HO KUEN
Chinese Name of Relevant Individual

姚灝權
HKMA Registration Number
AJ0351
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
First date of engagement
10 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIU, HO KUEN
:
Chinese Name of Relevant Individual
姚灝權
:
HKMA Registration Number
AJ0351
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
10 Jun 2026
No
PORTFOLIO MANAGER
UBS AG
Type 4: advising on securities
10 Jun 2026
No
PORTFOLIO MANAGER
UBS AG
Type 9: asset management
10 Jun 2026
No
PORTFOLIO MANAGER