Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, ZAOHUI
Chinese Name of Relevant Individual
孔早慧
HKMA Registration Number
AJ0361
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2022 - 07 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2022 - 07 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
05 Sep 2022 - 07 Jun 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, ZAOHUI
:
Chinese Name of Relevant Individual
孔早慧
:
HKMA Registration Number
AJ0361
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0361
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
05 Sep 2022 - 07 Jun 2023
No
AJ0361
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
05 Sep 2022 - 07 Jun 2023
No
AJ0361
CHINA MERCHANTS BANK CO., LTD.
Type 9: asset management
05 Sep 2022 - 07 Jun 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.