Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KING YAN LILIAN
Chinese Name of Relevant Individual
何璟欣
HKMA Registration Number
AJ0377
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jun 2024 - 20 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2024 - 20 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2024 - 20 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2022 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2022 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Sep 2022 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KING YAN LILIAN
:
Chinese Name of Relevant Individual
何璟欣
:
HKMA Registration Number
AJ0377
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0377
UBS AG
Type 6: advising on corporate finance
01 Jun 2024 - 20 Mar 2025
No
AJ0377
UBS AG
Type 1: dealing in securities
31 May 2024 - 20 Mar 2025
No
AJ0377
UBS AG
Type 4: advising on securities
31 May 2024 - 20 Mar 2025
No
AJ0377
CREDIT SUISSE AG
Type 1: dealing in securities
06 Sep 2022 - 31 May 2024
No
AJ0377
CREDIT SUISSE AG
Type 4: advising on securities
06 Sep 2022 - 31 May 2024
No
AJ0377
CREDIT SUISSE AG
Type 6: advising on corporate finance
06 Sep 2022 - 31 Dec 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.