Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIM, HOI WAI
Chinese Name of Relevant Individual

嚴凱慧
HKMA Registration Number
AJ0424
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY, PRIVATE BANKING
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY, PRIVATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIM, HOI WAI
:
Chinese Name of Relevant Individual
嚴凱慧
:
HKMA Registration Number
AJ0424
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Sep 2022
No
INVESTMENT ADVISORY, PRIVATE BANKING
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Sep 2022
No
INVESTMENT ADVISORY, PRIVATE BANKING