Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
JIANG, NORY YU YANG
Chinese Name of Relevant Individual

江與楊
HKMA Registration Number
AJ0425
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
28 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
JIANG, NORY YU YANG
:
Chinese Name of Relevant Individual
江與楊
:
HKMA Registration Number
AJ0425
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
28 Jun 2023
No
FIXED INCOME CURRENCIES AND COMMODITIES
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
28 Jun 2023
No
FIXED INCOME CURRENCIES AND COMMODITIES
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 7: providing automated trading services
28 Jun 2023
No
FIXED INCOME CURRENCIES AND COMMODITIES
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
28 Jun 2023
No
FIXED INCOME CURRENCIES AND COMMODITIES
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
28 Jun 2023
No
FIXED INCOME CURRENCIES AND COMMODITIES