Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, HO CHIU
Chinese Name of Relevant Individual
俞皓朝
HKMA Registration Number
AJ0516
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2023 - 17 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2023 - 17 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2022 - 04 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2022 - 04 Dec 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, HO CHIU
:
Chinese Name of Relevant Individual
俞皓朝
:
HKMA Registration Number
AJ0516
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0516
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
05 Oct 2023 - 17 Feb 2025
No
AJ0516
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
05 Oct 2023 - 17 Feb 2025
No
AJ0516
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Sep 2022 - 04 Dec 2022
No
AJ0516
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Sep 2022 - 04 Dec 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.