Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LIU, JIAXIN
Chinese Name of Relevant Individual

劉佳鑫
HKMA Registration Number
AJ0531
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ASSOCIATE MANAGER
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ASSOCIATE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, JIAXIN
:
Chinese Name of Relevant Individual
劉佳鑫
:
HKMA Registration Number
AJ0531
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
22 Sep 2022
No
RELATIONSHIP MANAGER, ASSOCIATE MANAGER
CTBC BANK CO., LTD.
Type 4: advising on securities
22 Sep 2022
No
RELATIONSHIP MANAGER, ASSOCIATE MANAGER