Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KUO, SHU LING
Chinese Name of Relevant Individual

郭淑凌
HKMA Registration Number
AJ0543
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KUO, SHU LING
:
Chinese Name of Relevant Individual
郭淑凌
:
HKMA Registration Number
AJ0543
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
23 Sep 2022
No
WEALTH MANAGEMENT
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
23 Sep 2022
No
WEALTH MANAGEMENT