Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, KWOK TING
Chinese Name of Relevant Individual
譚國廷
HKMA Registration Number
AJ0561
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2023 - 10 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2023 - 10 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2022 - 15 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2022 - 15 May 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, KWOK TING
:
Chinese Name of Relevant Individual
譚國廷
:
HKMA Registration Number
AJ0561
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0561
DAH SING BANK, LIMITED
Type 1: dealing in securities
27 Oct 2023 - 10 Dec 2024
No
AJ0561
DAH SING BANK, LIMITED
Type 4: advising on securities
27 Oct 2023 - 10 Dec 2024
No
AJ0561
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
26 Sep 2022 - 15 May 2023
No
AJ0561
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
26 Sep 2022 - 15 May 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.