Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KIN LONG
Chinese Name of Relevant Individual
劉健朗
HKMA Registration Number
AJ0571
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2023 - 15 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2023 - 15 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2022 - 07 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2022 - 07 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KIN LONG
:
Chinese Name of Relevant Individual
劉健朗
:
HKMA Registration Number
AJ0571
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0571
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Mar 2023 - 15 Aug 2023
No
AJ0571
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Mar 2023 - 15 Aug 2023
No
AJ0571
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Sep 2022 - 07 Feb 2023
No
AJ0571
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Sep 2022 - 07 Feb 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.