Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, KUOK WAI
Chinese Name of Relevant Individual
麥國威
HKMA Registration Number
AJ0588
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2022 - 01 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2022 - 01 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2022 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2022 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2022 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2022 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, KUOK WAI
:
Chinese Name of Relevant Individual
麥國威
:
HKMA Registration Number
AJ0588
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ0588
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Sep 2022 - 01 Feb 2026
No
AJ0588
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Sep 2022 - 01 Feb 2026
No
AJ0588
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
04 Oct 2022 - 05 May 2025
No
AJ0588
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
04 Oct 2022 - 05 May 2025
No
AJ0588
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Oct 2022 - 20 Sep 2024
No
AJ0588
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Oct 2022 - 20 Sep 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.